Broker Check

Frequently Asked Questions

Are your investment funds available to retail investors?

Unfortunately, no. In order to provide the most flexible and efficient strategies to investors, our funds are only offered to Accredited Investors or to Qualified Purchasers

We certainly wish that we could offer our solutions to retail investors in the same manner, but due to regulatory limitations, it just isn't possible at the current time.

Do you work with individual clients?

We have a small group of legacy family office clients to whom we provide Comprehensive Wealth Management services. 

However, we are no longer taking on any new Comprehensive Wealth Management clients, but would be happy to refer you to a suitable advisor if you are looking for one.

Do you meet with investors in person or virtually?

We have found that advisors and investors generally prefer to meet virtually. From time to time, we do meet with investors in person, but we prefer to meet virtually as well. It also allows us to work with investors across the US, not just in our local area.

You mention on this website that you are a "fiduciary". What does that mean?

The simplest explanation is that we are legally and ethically bound to act in the best interests of our clients. We do not sell third party investment products or insurance. We provide investment management services to our investors and to financial advisors and their clients. That is all we do.

Is my money safe if I invest with New Lantern Advisors?

Our third-party custodian is Charles Schwab & Co., Inc.

A custodian is a company that is responsible for the execution, clearance, and settlement of securities transactions; the preparation and distribution of account statements and transaction confirmations; and the custody (safe keeping), receipt, and delivery of funds and securities.

Why did we choose Schwab to be our custodian? 

You can feel confident that much of the critical trade processing, clearance, client reporting, and systems work that backs your NLA investment professional is performed by an industry leader. Schwab processes tens of thousands of transactions for millions of investors like you every day.

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